Pre-close regulatory diligence

Regulatory Due Diligence for Consumer & Regulated Products

The regulatory workstream that tells a deal team what a consumer brand can actually sell, where, and at what cost to fix the gaps — before the deal closes.

A defensible read on whether a target can maintain market access where your thesis assumes it — so you preserve revenue streams and preserve the value of your transactions.

Market-Entry Risk Matrix Extract
SKU / brand US EU UK KR GCC
Retinol Night Serum
SPF 50 Facial Fluid
Marine Collagen Sachets
Kids' Multivitamin Gummies
Aroma Diffuser Device
Cleared Flag Gap
Built on TGC's Gap Analysis methodology Backed by TecEx Seven verticals Delivered on diligence timelines
The problem

Regulatory exposure is usually estimated, not verified.

Standard diligence flags regulatory exposure, then hands the product question to legal counsel — whose remit is licensing and contracts, not whether each SKU can ship. Left unverified, it resurfaces after close: a delayed launch, a renegotiated warranty, a valuation you didn't earn.

Estimated

A generic line item, left to counsel — a caveat, not a number.

Verified

Scored per product, per market — with a costed figure to close every gap.

Built for the deal, not the SKU

Written for the person reading it in a data room.

The deal-side associate, principal or partner building an IC pack — not a regulatory affairs manager planning a launch. Three buyers commission it.

M&A ADVISORY

M&A advisory firms

Deal leads · sector heads

A defensible workstream to add to your commercial due diligence output.

INVESTMENT BANKS

Investment banks

Coverage · deal execution

A clear compliance risk position for your client — not a caveat in a legal appendix.

OPERATING PLATFORMS

Acquisition-led platforms

Corp dev · operating partners

Market-entry risk priced into the deal before it's signed.

Definition & scope

What we assess — and where it stops.

A pre-close, product-level read on what a target can sell, where, and what it costs to close each gap — scored for your IC pack, not written as a legal opinion.

In scope — TGC's workstream
Market authorisation & registration status
Labelling, claims & formulation compliance
Testing & certification requirements
Cost & timeline to close each gap
HS classification & export-control screening
Out of scope — stays with counsel
Antitrust / competition clearance
AML, sanctions & anti-bribery · FCPA · UK Bribery Act
Data privacy & cybersecurity
Financial services licensing
Employment, tax & IP / patent DD

This is the engagement boundary — exactly what you get, and where it ends. Everything on the right stays with your legal counsel and other diligence workstreams.

Standards we assess against, by vertical
Cosmetics & Personal Care
INCICPNP/SCPN
Food Supplements
DSHEANDI/GRASFSMAclaims substantiation
Food & Beverage
FSMAclaims substantiation
Chemicals
TSCAFIFRAREACHK-REACHGHS
Electronics
GPSRRoHSESPRCCC
Medical Devices
MDRIVDR510(k)PMAQMSRA/QA
General Consumer Goods
GPSRCPSIAUKCACCC
Four named deliverables

What lands in the data room.

01

Market-Entry Risk Matrix

Every brand and SKU, scored pass / flag / gap across your target markets.

Used inIC pack · screening
02

Cost & Timeline-to-Fix Estimate

A modelled figure to close each gap — the number behind a purchase price adjustment.

Used inValuation · negotiation
03

Regulatory Exposure Memo

A written, defensible summary — built to inform representations and warranties.

Used inIC memo · SPA
04

Prioritised Risk Register

Red flags ranked by revenue impact and timeline — your triage list and your leverage.

Used inTriage · negotiation
Scoped to diligence speed

Matched to your diligence sprint — not a project timeline.

DAY 1–2

Scope & intake

Your SKU range mapped to the deal's geographic thesis.

DAY 3–7

Assessment

Market-by-market pass / flag / gap, prioritised based on strategic importance.

FINAL DAY

Delivery

Matrix, memo and register — ahead of IC or signing.

Pre-close diagnosis — post-close fix

One team. Diagnosis before signing, execution after close.

Pre-close · diagnostic

Regulatory Due Diligence

The scored read on what a target can sell and what each gap costs.

  • Informs price & closing conditions
  • Feeds representations & warranties
  • Delivered before you sign
Post-close · execution

Full Product Compliance

Flagged gaps become a costed remediation plan — same team, no handoff.

  • Executes the diagnosed scope
  • No fresh diagnostic, no new brief
  • Higher-value follow-on

Two stages, not three. The diagnostic feeds straight into execution — no separate bridge offering, no handoff to a team that wasn't in the data room with you.

Why TGC

Every specialist exists. None cover more than one category.

Each vertical already has its own siloed specialist. Acquire a diversified portfolio and you're assembling a different one per category.

Cosmetics
consultancy
Supplements
sci. counsel
Food & Bev
law firm
Chemicals
law firm
Electronics
test body
Med Devices
cert body
Consumer Goods
test body
Consolidated by TGC
One workstream. One methodology. One memo.
The value peaks exactly where a portfolio spans categories a single-vertical specialist can't touch.
All 7 verticals
FAQ

The buyer's actual questions.

It's the gap between the revenue your model assumes and what the target can actually book. If a SKU isn't authorised to sell in a market you're counting on, that's exposure — and we verify it, market by market, before close.

Counsel covers licensing, litigation, contracts, antitrust, AML and privacy. We cover product-level market access — whether each SKU can be authorised, labelled and certified to sell. Complementary, not overlapping.

Running it pre-close means they don't have to. Findings inform representations and warranties, closing conditions and price up front; if the deal proceeds, the gaps become a costed remediation plan under Full Product Compliance.

Seven: cosmetics, supplements, food & beverage, chemicals, electronics, medical devices and general consumer goods. The value is highest on portfolios spanning several.

A diligence sprint: intake in two days, assessment by day seven, delivery ahead of IC or signing — seamlessly integrated into your M&A strategy, not run alongside it.

Scoped per engagement by the number of brands and target markets in your thesis — not a percentage of deal value. Share the portfolio and geographies, and we'll scope to your timeline.

Add it to your scope

Price the regulatory risk before the deal closes.

Share the portfolio and the geographies your thesis assumes. We'll scope a review to your diligence timeline.